Carried out self correction activities of private equity fund industry liuxiaobo

Private equity fund industry launched self correction activities Sina fund exposure: the letter Phi lag of false propaganda, long-term performance is lower than similar products, to buy the fund by the pit how to do? Click [I want to complain], Sina help you expose them! The reporter Li Dandan, editor of Jian Ming in a period of rapid growth of the private equity fund industry is facing more standardized, more perfect supervision system. Chinese Fund Industry Association released 29 days notice, since August 29th to the end of September, to carry out extensive self correction activities in the private equity fund industry. Self correction includes the weak link of publicity promotion, to qualified investors to raise funds, private equity funds and other non run high frequent business and capital safety and operation compliance etc.. This is called "notice on private equity fund" two strengthening, two contain "related work" (hereinafter referred to as the "notice") documents that the Commission showed that nearly two special inspection, part of the private equity fund managers compliance awareness is weak, illegal events are not broken, private equity fund industry should be a warning. Is checked to find private equity fund management problems should be timely implementation of the rectification and other private equity fund managers should refer to carry out self correction activities, key aspects of further investigation mechanism itself may exist risks, strengthen the internal management of private equity institutions, strengthen law consciousness and awareness of compliance, regulations to carry out the business of private equity funds. After the end of self-examination, Chinese fund industry association will check related private equity fund managers regularly the implementation of the rectification, the private sector is more serious, problem of self-examination and rectification is not in place, the recurrence of the problem, the new risk of new problems, the association will further take relevant self regulatory measures. Suspected illegal, the association will be promptly transferred to the regulatory authorities to deal with. "Notice" requirements for private equity industry risk control awareness, compliance personnel less, lack of effective system, private institutions to carry out policy learning, staff training and business self-examination etc., understand the new policy and the private self rule, strengthen internal law compliance awareness, promote the construction of internal management system. Focus on whether the establishment of investment decision, investors management, risk management, compliance management, internal control, to prevent conflicts of interest, information disclosure, archives management, incentive and restraint, internal related internal management system of responsibility, whether the effective implementation of the system, the existence of weak links and the risk of major omissions, strengthen self-discipline organization consciousness, improve the internal compliance risk management, improve the standard operation level of the private sector. At the same time, China fund industry association will take policy advocacy, education and training, typical cases, to organize a private equity fund industry, law-abiding awareness of compliance awareness education activities, enhance private institutions and their employees legal compliance awareness, strict self-discipline, compliance exhibition industry. The association will also make relevant policy propaganda courses included in the fund employees annual follow-up training hours for compulsory occupation, private institutions timely organize the employees to learn and carry out internal staff training, training courses and related follow-up hours notice association. The first half of this year, the Commission organized the Securities Regulatory Commission of 305 private – Equity Theory相关的主题文章: